registered representative वाक्य
उदाहरण वाक्य
मोबाइल
- Exceptions are made only for registered representatives of major new media organizations.
- The "'registered representative for a securities broker, known as a dealer member.
- A registered representative and their clients rarely read a prospectus.
- Together, the bank will have 225 registered representatives, in the top 15 among banks.
- Since early 2006, he has been registered representative for Cigna and Aetna insurance companies.
- He was not a registered representative with any securities exchange.
- Quest CE services broker-dealers, registered representatives, and investment advisers.
- Other employees generally must be registered representatives, unless they have only clerical or ministerial responsibilities.
- Most FINRA examinations are divided into two categories : Registered Representative and Registered Principal levels.
- Doley Securities employs a total of six registered representatives in New York and New Orleans.
- "We don't want to get into how the client pays the registered representative for advice ."
- Registered Representative NYSE . Associate with sales team in London marketing US products to Scandinavian institutions.
- The firm's chief stock trader and 11 of its registered representatives were also named in the indictment.
- Fixed annuities are regulated by state insurance departments and sold through insurance agents, banks, or registered representatives.
- Lalli wrote in a letter to the editor of Registered Representative magazine, where Fischer's study first appeared.
- You have to have a fee structure that compensates the firms and registered representatives who sell our funds.
- He is also licensed as a registered representative by the Financial Industry Regulatory Authority as an insurance agent.
- More than 460 non-governmental organizations have registered representatives to attend the meeting so far, al-Manea said . str-wp / db
- It is a violation of securities regulations for a registered representative to distribute a green sheet outside their dealer firm.
- Money used mystery shoppers in its survey, while Registered Representative and Oppenheimer used telephone interviews of clients who work with advisers.
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